Wilson Howard's Form 4/A amendment
AmendedPagerDuty, Inc. (PD) · filed Mar 29, 2022
- Accession no.
- 0001562180-22-002991
- Filed
- Mar 29, 2022
- Trade date
- Feb 10, 2022
- Filing delay
- 47 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 14, 2022
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $790.5K. It was filed 47 days after the trade.
This amendment replaces 0001562180-22-001462 (filed Feb 14, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wilson HowardCIK 0001773239 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock | MOption exerciseAcquired | +15,000 | $2.00 | +$30,000 | 350,053 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −2,100 | $32.98F3 | −$69,258 | 347,953 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −14,900 | $34.04F4 | −$507,196 | 333,053 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −6,164 | $34.73F5 | −$214,075.72 | 326,889 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2022 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 231,164 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
A portion of these shares represent restricted stock units.
- F2
The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.43 to $33.27 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.485 to $34.475 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.48 to $35.00 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The option became exercisable as follows: (a) 50,000 of 250,000 shares become exercisable on the 12/30/2016 and an additional 50,000 shares subject to the incentive stock option first became exercisable on January 1 in each of 2017, 2018, 2019, and 2020; and (b) 372,148 shares first became exercisable on 12/30/2016, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the shares vested on the 12-month anniversary of 12/23/2016 and 1/48th of the shares vests monthly thereafter for a total vesting period of 48 months.
- F7
This Form 4/A is being filed to report the correct number of derivative securities beneficially owned following the transaction previously reported on the Form 4 filed on February 14, 2022. The number inadvertently reported was 269,164.