Seward James Malcolm's Form 4 filing
LyondellBasell Industries N.V. (LYB) · filed Mar 17, 2022
- Accession no.
- 0001562180-22-002732
- Filed
- Mar 17, 2022
- Trade date
- Mar 15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $416.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seward James MalcolmCIK 0001783902 | Officer (SVP, R&D, Tech & Sustain.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Class A Ordinary Shares | MOption exerciseAcquired | +2,728 | $83.35 | +$227,378.8 | 18,935 | Direct | |
| Mar 15, 2022 | Class A Ordinary Shares | MOption exerciseAcquired | +424 | $72.60 | +$30,782.4 | 19,359 | Direct | |
| Mar 15, 2022 | Class A Ordinary Shares | MOption exerciseAcquired | +1,188 | $88.50 | +$105,138 | 20,547 | Direct | |
| Mar 15, 2022 | Class A Ordinary Shares | SSaleDisposed | −371 | $103.03 | −$38,224.13 | 20,176 | Direct | |
| Mar 15, 2022 | Class A Ordinary Shares | SSaleDisposed | −1,134 | $103.03 | −$116,836.02 | 19,042 | Direct | |
| Mar 15, 2022 | Class A Ordinary Shares | SSaleDisposed | −2,533 | $103.03 | −$260,974.99 | 16,509 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Class A Ordinary Shares | MOption exerciseDisposed | −1,188 | $0.00 | $0 | 0 | Direct | |
| Mar 15, 2022 | Class A Ordinary Shares | MOption exerciseDisposed | −2,728 | $0.00 | $0 | 2,728 | Direct | |
| Mar 15, 2022 | Class A Ordinary Shares | MOption exerciseDisposed | −424 | $0.00 | $0 | 424 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.