Tezel Necati Gokce's Form 4 filing
Gatx CorpGATX · filed Mar 16, 2022
- Accession no.
- 0001562180-22-002684
- Filed
- Mar 16, 2022
- Trade date
- Mar 15, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.46M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tezel Necati GokceCIK 0001733548 | Officer (Exec. VP and Pres., Rail Intl.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +4,900 | $61.18 | +$299,782 | 19,998 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseAcquired | +7,200 | $69.74 | +$502,128 | 27,198 | Direct | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −9,155 | $120.56F1 | −$1,103,726.8 | 18,043 | Direct | |
| Mar 15, 2022 | Common Stock | SSaleDisposed | −2,945 | $121.15F2 | −$356,786.75 | 15,098 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −4,900 | $0.00 | $0 | 0 | Direct | |
| Mar 15, 2022 | Common Stock | MOption exerciseDisposed | −7,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sale price. The highest price at which shares were sold was $120.9900 and the lowest price at which shares were sold was $120.0000.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $121.8000 and the lowest price at which shares were sold was $121.0300.
Referenced by the price of 1 transaction in Table I.