Dearen Danny L.'s Form 4 filing
Axonics, Inc. (AXNX) · filed Mar 3, 2022
- Accession no.
- 0001562180-22-002348
- Filed
- Mar 3, 2022
- Trade date
- Mar 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.15M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | MOption exerciseAcquired | +12,329 | $25.82 | +$318,334.78 | 40,564 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −1,500 | $56.32 | −$84,480 | 39,064 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −7,846 | $57.40 | −$450,360.4 | 31,218 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −10,564 | $58.11 | −$613,874.04 | 20,654 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | MOption exerciseDisposed | −12,329 | $0.00 | $0 | 2,343 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.