Dearen Danny L.'s Form 4 filing
Axonics, Inc. (AXNX) · filed Mar 1, 2022
- Accession no.
- 0001562180-22-002063
- Filed
- Mar 1, 2022
- Trade date
- Feb 25, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $570.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dearen Danny L.CIK 0001756438 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseAcquired | +6,421 | $25.82 | +$165,790.22 | 34,656 | Direct | |
| Feb 25, 2022 | Common Stock | MOption exerciseAcquired | +3,579 | $14.19 | +$50,786.01 | 38,235 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −10,000 | $57.00 | −$570,000 | 28,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseDisposed | −6,421 | $0.00 | $0 | 14,672 | Direct | |
| Feb 25, 2022 | Common Stock | MOption exerciseDisposed | −3,579 | $0.00 | $0 | 6,666 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.