Kauchak John J's Form 4 filing
Unity Bancorp Inc (UNTY) · filed Feb 18, 2022
- Accession no.
- 0001562180-22-001631
- Filed
- Feb 18, 2022
- Trade date
- Feb 16-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $127.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kauchak John JCIK 0001238307 | Officer (EVP/COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Common Stock | MOption exerciseAcquired | +4,084 | $7.16 | +$29,241.44 | 60,967 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −4,084 | $29.04F1 | −$118,599.36 | 56,883 | Direct | |
| Feb 17, 2022 | Common Stock | MOption exerciseAcquired | +306 | $7.16 | +$2,190.96 | 57,189 | Direct | |
| Feb 17, 2022 | Common Stock | SSaleDisposed | −306 | $29.00 | −$8,874 | 56,883 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2022 | Common Stock | MOption exerciseDisposed | −4,084 | $0.00 | $0 | 76,309 | Direct | |
| Feb 17, 2022 | Common Stock | MOption exerciseDisposed | −306 | $0.00 | $0 | 76,003 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $29.00 USD to $29.21 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
Remarks
Total Beneficial Ownership: 121,387