Kauchak John J's Form 4 filing
Unity Bancorp Inc (UNTY) · filed Feb 16, 2022
- Accession no.
- 0001562180-22-001515
- Filed
- Feb 16, 2022
- Trade date
- Feb 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $133.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kauchak John JCIK 0001238307 | Officer (EVP/COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | MOption exerciseAcquired | +1 | $7.16 | +$7.16 | 56,884 | Direct | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −1 | $29.00 | −$29 | 56,883 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +4,606 | $7.16 | +$32,978.96 | 61,489 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −4,606 | $29.01F1 | −$133,620.06 | 56,883 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2022 | Common Stock | MOption exerciseDisposed | −1 | $0.00 | $0 | 84,999 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −4,606 | $0.00 | $0 | 80,393 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $29.00 USD to $29.07 USD; the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
Remarks
Total Beneficial Ownership: 125,777