Geraci Vincent's Form 4 filing
Unity Bancorp Inc (UNTY) · filed Feb 16, 2022
- Accession no.
- 0001562180-22-001507
- Filed
- Feb 16, 2022
- Trade date
- Feb 11-15, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $202.0K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geraci VincentCIK 0001850975 | Officer (Director of Mortgage Lending) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | MOption exerciseAcquired | +2,408 | $22.25 | +$53,578 | 3,341 | Direct | |
| Feb 11, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $21.30 | +$85,200 | 7,341 | Direct | |
| Feb 11, 2022 | Common Stock | SSaleDisposed | −2,408 | $29.00 | −$69,832 | 4,933 | Direct | |
| Feb 11, 2022 | Common Stock | SSaleDisposed | −4,000 | $29.02 | −$116,080 | 933 | Direct | |
| Feb 14, 2022 | Common Stock | MOption exerciseAcquired | +414 | $22.25 | +$9,211.5 | 1,347 | Direct | |
| Feb 14, 2022 | Common Stock | SSaleDisposed | −414 | $29.24 | −$12,105.36 | 933 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleAcquired | +178 | $22.25 | +$3,960.5 | 1,111 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −178 | $29.00 | −$5,162 | 933 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 11, 2022 | Common Stock | MOption exerciseDisposed | −2,408 | $0.00 | $0 | 29,792 | Direct | |
| Feb 11, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 25,792 | Direct | |
| Feb 14, 2022 | Common Stock | MOption exerciseDisposed | −414 | $0.00 | $0 | 25,378 | Direct | |
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −178 | $0.00 | $0 | 25,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Total Beneficial Ownership: 24,133