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Young Jeffery R.'s Form 4 filing

Gatx Corp (GATX) · filed Feb 11, 2022

Accession no.
0001562180-22-001423
Filed
Feb 11, 2022
Trade date
Feb 9-10, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $23.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Young Jeffery R.CIK 0001632764Officer (SVP, Chief Tax Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 9, 2022Common StockMOption exerciseAcquired+933$77.07+$71,906.316,966Direct
Feb 9, 2022Common StockMOption exerciseAcquired+1,034$71.53+$73,962.028,000Direct
Feb 9, 2022Common StockMOption exerciseAcquired+1,033$91.36+$94,374.889,033Direct
Feb 9, 2022Common StockFTax withholdingDisposed−2,533$105.17−$266,395.616,500Direct
Feb 10, 2022Common StockSSaleDisposed−232$102.58F1−$23,798.566,268Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 9, 2022Common StockMOption exerciseDisposed−1,034$0.00$00Direct
Feb 9, 2022Common StockMOption exerciseDisposed−933$0.00$0934Direct
Feb 9, 2022Common StockMOption exerciseDisposed−1,033$0.00$02,067Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average sale price. The highest price at which shares were sold was $ 102.7800 and the lowest price at which shares were sold was $102.4100.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)