Golden Deborah A's Form 4 filing
Gatx Corp (GATX) · filed Feb 4, 2022
- Accession no.
- 0001562180-22-001157
- Filed
- Feb 4, 2022
- Trade date
- Feb 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Golden Deborah ACIK 0001349480 | Officer (EVP, Gen. Counsel and Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +12,900 | $71.53 | +$922,737 | 46,757 | Direct | |
| Feb 2, 2022 | Common Stock | MOption exerciseAcquired | +8,466 | $77.07 | +$652,474.62 | 55,223 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −14,306 | $104.03F1 | −$1,488,253.18 | 40,917 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −6,060 | $104.64F2 | −$634,118.4 | 34,857 | Direct | |
| Feb 2, 2022 | Common Stock | SSaleDisposed | −1,000 | $105.93F3 | −$105,930 | 33,857 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −12,900 | $0.00 | $0 | 0 | Direct | |
| Feb 2, 2022 | Common Stock | MOption exerciseDisposed | −8,466 | $0.00 | $0 | 4,234 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sale price. The highest price at which shares were sold was $104.4100 and the lowest price at which shares were sold was $103.4200.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $105.4100 and the lowest price at which shares were sold was $104.4200.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $106.4100 and the lowest price at which shares were sold was $105.5800.
Referenced by the price of 1 transaction in Table I.