Draper Michelle's Form 4 filing
SVB Financial Group (SIVB) · filed Feb 2, 2022
- Accession no.
- 0001562180-22-000943
- Filed
- Feb 2, 2022
- Trade date
- Jan 31-Feb 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.64M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Draper MichelleCIK 0001580577 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2022 | Common Stock | FTax withholdingDisposed | −1,285 | $583.90 | −$750,311.5 | 6,598 | Direct | |
| Jan 31, 2022 | Common Stock | FTax withholdingDisposed | −734 | $583.90 | −$428,582.6 | 5,864 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −268 | $600.00 | −$160,800 | 5,596 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −2,546 | $580.50 | −$1,477,953 | 3,050 | Direct | |
| Feb 1, 2022 | Common Stock | MOption exerciseAcquired | +268 | $105.18 | +$28,188.24 | 3,318 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | MOption exerciseDisposed | −268 | $0.00 | $0 | 2,683 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
All February 1, 2022 transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective December 3, 2021.