Cox Philip C's Form 4 filing
SVB Financial Group (SIVB) · filed Jan 12, 2022
- Accession no.
- 0001562180-22-000421
- Filed
- Jan 12, 2022
- Trade date
- Jan 10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $3.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox Philip CCIK 0001575523 | Officer (Chief Operations Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Common Stock | MOption exerciseAcquired | +1,318 | $184.86 | +$243,645.48 | 8,091 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseAcquired | +1,677 | $305.46 | +$512,256.42 | 9,768 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseAcquired | +109 | $178.39 | +$19,444.51 | 9,877 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseAcquired | +669 | $178.39 | +$119,342.91 | 10,546 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseAcquired | +1,432 | $250.43 | +$358,615.76 | 11,978 | Direct | |
| Jan 10, 2022 | Common Stock | SSaleDisposed | −669 | $718.22 | −$480,489.18 | 11,309 | Direct | |
| Jan 10, 2022 | Common Stock | SSaleDisposed | −1,432 | $718.22 | −$1,028,491.04 | 9,877 | Direct | |
| Jan 10, 2022 | Common Stock | SSaleDisposed | −109 | $718.22 | −$78,285.98 | 9,768 | Direct | |
| Jan 10, 2022 | Common Stock | SSaleDisposed | −1,318 | $723.73 | −$953,876.14 | 8,450 | Direct | |
| Jan 10, 2022 | Common Stock | SSaleDisposed | −1,677 | $723.73 | −$1,213,695.21 | 6,773 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Common Stock | MOption exerciseDisposed | −1,677 | $0.00 | $0 | 559 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseDisposed | −1,432 | $0.00 | $0 | 1,431 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseDisposed | −1,318 | $0.00 | $0 | 3,952 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseDisposed | −109 | $0.00 | $0 | 0 | Direct | |
| Jan 10, 2022 | Common Stock | MOption exerciseDisposed | −669 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.