Loweth Justin I's Form 4 filing
National Fuel Gas CoNFG · filed Dec 20, 2021
- Accession no.
- 0001562180-21-007804
- Filed
- Dec 20, 2021
- Trade date
- Dec 16-19, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $247.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Loweth Justin ICIK 0001858812 | Officer (Pres - Seneca Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseAcquired | +5,548 | $53.05 | +$294,321.4 | 35,720 | Direct | |
| Dec 16, 2021 | Common Stock | DReturned to the companyDisposed | −4,692 | $62.73 | −$294,329.16 | 31,028 | Direct | |
| Dec 16, 2021 | Common Stock | FTax withholdingDisposed | −337 | $62.73 | −$21,140.01 | 30,691 | Direct | |
| Dec 16, 2021 | Common Stock | SSaleDisposed | −3,917 | $63.23F2 | −$247,671.91 | 26,774 | Direct | |
| Dec 19, 2021 | Common Stock | MOption exerciseAcquired | +1,033 | –F3 | – | 27,807 | Direct | |
| Dec 19, 2021 | Common Stock | FTax withholdingDisposed | −407 | $62.38 | −$25,388.66 | 27,400 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | MOption exerciseDisposed | −5,548 | $0.00 | $0 | 0 | Direct | |
| Dec 19, 2021 | Common Stock | MOption exerciseDisposed | −1,033 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.21 to $63.28, inclusive. The reporting person undertakes to provide National Fuel Gas Company, any security holder of National Fuel Gas Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.