Higginbotham Robert C.T.'s Form 4 filing
Price T Rowe Group IncTROW · filed Dec 14, 2021
- Accession no.
- 0001562180-21-007673
- Filed
- Dec 14, 2021
- Trade date
- Dec 10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $1.43M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Higginbotham Robert C.T.CIK 0001763753 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Common Stock | SSaleDisposed | −872 | $196.23F1 | −$171,112.56 | 83,504.85 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −2,681 | $196.23F2 | −$526,092.63 | 80,823.85 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −2,161 | $196.23F3 | −$424,053.03 | 78,662.85 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −867 | $196.23F4 | −$170,131.41 | 77,795.85 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −502 | $196.23F5 | −$98,507.46 | 77,293.85 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −128 | $196.23F6 | −$25,117.44 | 77,165.85 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −81 | $200.50 | −$16,240.5 | 77,083.85 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for this transaction were $194.05 to 195.04. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The range of prices for this transaction were $195.05 to 196.04. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The range of prices for this transaction were $196.05 to 196.98. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The range of prices for this transaction were $197.06 to 198.05. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The range of prices for this transaction were $198.06 to 199.04. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The range of prices for this transaction were $199.06 to 199.43. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.