Matlin David J's Form 4 filing
Clene Inc. (CLNN) · filed Dec 10, 2021
- Accession no.
- 0001562180-21-007620
- Filed
- Dec 10, 2021
- Trade date
- Dec 8-10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $297.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matlin David JCIK 0001251956 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock | PPurchaseAcquired | +5,000 | $4.93F1 | +$24,650 | 1,441,397 | Direct | |
| Dec 9, 2021 | Common Stock | PPurchaseAcquired | +40,000 | $5.00F2 | +$200,000 | 1,481,397 | Direct | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +15,000 | $4.87F3 | +$73,050 | 1,496,397 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Mr. Matlin purchased 5,000 shares of common stock of Clene Inc. in multiple transactions on December 8, 2021 at prices ranging from $4.91 to $4.95, inclusive, for a weighted average price of $4.93 per share.
Referenced by the price of 1 transaction in Table I.
- F2
Mr. Matlin purchased 40,000 shares of common stock of Clene Inc. in multiple transactions on December 9, 2021 at prices ranging from $4.90 to $5.10, inclusive, for a weighted average price of $5.00 per share.
Referenced by the price of 1 transaction in Table I.
- F3
Mr. Matlin purchased 15,000 shares of common stock of Clene Inc. in multiple transactions on December 10, 2021 at prices ranging from $4.77 to $4.94, inclusive, for a weighted average price of $4.87 per share.
Referenced by the price of 1 transaction in Table I.