Weiszhaar Barbara Barton's Form 4 filing
HP Inc (HPQ) · filed Dec 9, 2021
- Accession no.
- 0001562180-21-007609
- Filed
- Dec 9, 2021
- Trade date
- Dec 7-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $573.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weiszhaar Barbara BartonCIK 0001867941 | Officer (Acting Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | MOption exerciseAcquired | +20,447 | $0.00 | $0 | 20,447 | Direct | |
| Dec 7, 2021 | Common Stock | FTax withholdingDisposed | −4,535 | $37.29 | −$169,110.15 | 15,912 | Direct | |
| Dec 9, 2021 | Common Stock | SSaleDisposed | −15,912 | $36.06F2 | −$573,786.72 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock | AGrant or awardAcquired | +14,749 | –F4 | – | 14,749 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −3,616 | –F5 | – | 7,038 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −8,762 | –F6 | – | 8,212 | Direct | |
| Dec 7, 2021 | Common Stock | MOption exerciseDisposed | −8,069 | –F7 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.04-$36.075, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
On 12/7/2021, the reporting person was granted 14,749 RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
Referenced by the price of 1 transaction in Table II.
- F5
As previously reported, on 12/7/2020, the reporting person was granted 10,557 RSUs, 3,519 of which vested on 12/7/2021, and 3,519 of which is scheduled to vest on each of 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 97 vested dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.
- F6
As previously reported, on 12/6/2019, the reporting person was granted 24,634 RSUs, 8,211 of which vested on each of 12/7/2020 and 12/7/2021, and 8,212 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 551 vested dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.
- F7
As previously reported, on 12/7/2018, the reporting person was granted 22,024 RSUs, 7,341 of which vested on each of 12/7/2019 and 12/7/2020 and 7,342 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 727 vested dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.