Grinnell David L.'s Form 4 filing
Boston Beer Co Inc (SAM) · filed Dec 9, 2021
- Accession no.
- 0001562180-21-007591
- Filed
- Dec 9, 2021
- Trade date
- Dec 8, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $983.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grinnell David L.CIK 0001421530 | Officer (Vice President of Brewing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Class A Common | MOption exerciseAcquired | +1,500 | $169.85 | +$254,775 | 3,251 | Direct | |
| Dec 8, 2021 | Class A Common | MOption exerciseAcquired | +300 | $191.10 | +$57,330 | 3,551 | Direct | |
| Dec 8, 2021 | Class A Common | MOption exerciseAcquired | +200 | $312.56 | +$62,512 | 3,751 | Direct | |
| Dec 8, 2021 | Class A Common | SSaleDisposed | −467 | $489.02 | −$228,372.34 | 3,284 | Direct | |
| Dec 8, 2021 | Class A Common | SSaleDisposed | −329 | $490.09 | −$161,239.61 | 2,955 | Direct | |
| Dec 8, 2021 | Class A Common | SSaleDisposed | −350 | $491.41 | −$171,993.5 | 2,605 | Direct | |
| Dec 8, 2021 | Class A Common | SSaleDisposed | −220 | $492.30 | −$108,306 | 2,385 | Direct | |
| Dec 8, 2021 | Class A Common | SSaleDisposed | −1 | $493.00 | −$493 | 2,384 | Direct | |
| Dec 8, 2021 | Class A Common | SSaleDisposed | −533 | $494.69 | −$263,669.77 | 1,851 | Direct | |
| Dec 8, 2021 | Class A Common | SSaleDisposed | −100 | $495.79 | −$49,579 | 1,751 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Class A Common | MOption exerciseDisposed | −2,440 | $0.00 | $0 | 126 | Direct | |
| Dec 8, 2021 | Class A Common | MOption exerciseDisposed | −1,511 | $191.10 | −$57,330 | 707 | Direct | |
| Dec 8, 2021 | Class A Common | MOption exerciseDisposed | −992 | $312.56 | −$62,512 | 130 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.