Izurieta Laura's Form 4 filing
SVB Financial Group (SIVB) · filed Dec 8, 2021
- Accession no.
- 0001562180-21-007555
- Filed
- Dec 8, 2021
- Trade date
- Dec 6, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.18M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Izurieta LauraCIK 0001683510 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Common Stock | MOption exerciseAcquired | +617 | $305.46 | +$188,468.82 | 5,697 | Direct | |
| Dec 6, 2021 | Common Stock | MOption exerciseAcquired | +718 | $178.39 | +$128,084.02 | 6,415 | Direct | |
| Dec 6, 2021 | Common Stock | MOption exerciseAcquired | +1,054 | $184.86 | +$194,842.44 | 7,469 | Direct | |
| Dec 6, 2021 | Common Stock | MOption exerciseAcquired | +573 | $250.43 | +$143,496.39 | 8,042 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −718 | $688.94 | −$494,658.92 | 7,324 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −1,054 | $688.94 | −$726,142.76 | 6,270 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −617 | $688.94 | −$425,075.98 | 5,653 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −3,100 | $688.94 | −$2,135,714 | 2,553 | Direct | |
| Dec 6, 2021 | Common Stock | SSaleDisposed | −573 | $688.94 | −$394,762.62 | 1,980 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2021 | Common Stock | MOption exerciseDisposed | −617 | $0.00 | $0 | 617 | Direct | |
| Dec 6, 2021 | Common Stock | MOption exerciseDisposed | −573 | $0.00 | $0 | 1,144 | Direct | |
| Dec 6, 2021 | Common Stock | MOption exerciseDisposed | −1,054 | $0.00 | $0 | 3,162 | Direct | |
| Dec 6, 2021 | Common Stock | MOption exerciseDisposed | −718 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.