Becker Gregory W's Form 4 filing
SVB Financial Group (SIVB) · filed Dec 3, 2021
- Accession no.
- 0001562180-21-007462
- Filed
- Dec 3, 2021
- Trade date
- Dec 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $8.73M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Becker Gregory WCIK 0001259867 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | SSaleDisposed | −283 | $693.05 | −$196,133.15 | 71,609 | Indirect | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,400 | $694.77 | −$972,678 | 70,209 | Indirect | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −2,536 | $695.57 | −$1,763,965.52 | 67,673 | Indirect | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +4,500 | $105.18 | +$473,310 | 72,173 | Indirect | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $105.18 | +$420,720 | 76,173 | Indirect | |
| Dec 1, 2021 | Common Stock | MOption exerciseAcquired | +4,000 | $105.18 | +$420,720 | 80,173 | Indirect | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,300 | $696.30 | −$905,190 | 78,873 | Indirect | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,410 | $697.70 | −$983,757 | 77,463 | Indirect | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −1,151 | $700.24 | −$805,976.24 | 76,312 | Indirect | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −3,538 | $702.47 | −$2,485,338.86 | 72,774 | Indirect | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −882 | $703.59 | −$620,566.38 | 71,892 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 20,951 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 16,951 | Direct | |
| Dec 1, 2021 | Common Stock | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 12,451 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.