Teter Jason P's Form 4/A amendment
AmendedVulcan Materials CO (VMC) · filed Dec 3, 2021
- Accession no.
- 0001562180-21-007455
- Filed
- Dec 3, 2021
- Trade date
- Nov 16, 2021
- Filing delay
- 17 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 18, 2021
This filing lists 10 non-derivative transactions. It carries over 7 transactions from the original filing that it did not restate. Open-market sales total $280.1K. It was filed 17 days after the trade.
This amendment restates part of 0001562180-21-007149 (filed Nov 18, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Teter Jason PCIK 0001627941 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +500 | $92.02 | +$46,010 | 8,725 | Direct | |
| Nov 16, 2021 | Common Stock | FTax withholdingDisposed | −349 | $201.94 | −$70,477.06 | 8,376 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +1,700 | $122.60 | +$208,420 | 10,076 | Direct | |
| Nov 16, 2021 | Common Stock | FTax withholdingDisposed | −1,329 | $201.94 | −$268,378.26 | 8,747 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +1,800 | $121.69 | +$219,042 | 10,547 | Direct | |
| Nov 16, 2021 | Common Stock | FTax withholdingDisposed | −1,402 | $201.94 | −$283,119.88 | 9,145 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +1,134 | $113.16 | +$128,323.44 | 10,279 | Direct | |
| Nov 16, 2021 | Common Stock | FTax withholdingDisposed | −857 | $201.94 | −$173,062.58 | 9,422 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +1,034 | $133.95 | +$138,504.3 | 10,456 | Direct | |
| Nov 16, 2021 | Common Stock | FTax withholdingDisposed | −841 | $201.94 | −$169,831.54 | 9,615 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001562180-21-007149 (filed Nov 18, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2021 | Common Stock | SSaleDisposed | −1,290 | $201.47F2 | −$259,896.3 | 11,713 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −100 | $202.22 | −$20,222 | 11,613 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −500 | $0.00 | $0 | 0 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −1,700 | $0.00 | $0 | 0 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −1,800 | $0.00 | $0 | 0 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −1,134 | $0.00 | $0 | 566 | Direct | |
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −1,034 | $0.00 | $0 | 2,066 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $201.15 to $202.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares sold (for tax-withholding purposes and to cover the cost of the options) pursuant to the exercise of Stock-Only Stock Appreciation Rights previously granted.
- F2
Shares sold (for tax-withholding purposes and to cover the cost of the options) were incorrectly reported on previous November 18, 2021 filing due to a clerical error.