O'Connor Courtenay's Form 4/A amendment
AmendedSquarespace, Inc. (SQSP) · filed Dec 3, 2021
- Accession no.
- 0001562180-21-007429
- Filed
- Dec 3, 2021
- Trade date
- Nov 22, 2021
- Filing delay
- 11 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 24, 2021
This filing lists 5 non-derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $149.9K. It was filed 11 days after the trade.
This amendment restates part of 0001562180-21-007272 (filed Nov 24, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Connor CourtenayCIK 0001856603 | Officer (General Counsel and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Class A Common Stock | FTax withholdingDisposed | −9,972 | $33.20 | −$331,070.4 | 32,927 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −2,175 | $33.62F4 | −$73,123.5 | 30,752 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −1,500 | $34.41F5 | −$51,615 | 29,252 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −600 | $35.80F6 | −$21,480 | 28,652 | Direct | |
| Nov 22, 2021 | Class A Common Stock | SSaleDisposed | −100 | $36.85 | −$3,685 | 28,552 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001562180-21-007272 (filed Nov 24, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Class A Common Stock | MOption exerciseAcquired | +17,500 | $0.00 | $0 | 42,899 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Class A Common Stock | MOption exerciseDisposed | −17,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares withheld by Issuer to satisfy applicable withholding tax upon vesting of restricted stock units.
- F2
The number reported in the original Form 4 filed on November 24, 2021 was an estimate of the number of shares of stock withheld to satisfy the reporting person's tax liability obligations in connection with the vesting of restricted stock units. This amendment is being filed to report the actual number of shares withheld upon completion of the final calculation and, accordingly, to update the number of securities beneficially owned after the reported transactions.
- F3
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2021.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.07 to $34.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.17 to $35.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.53 to $36.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.