Cho Alex's Form 4 filing
HP Inc (HPQ) · filed Nov 18, 2021
- Accession no.
- 0001562180-21-007163
- Filed
- Nov 18, 2021
- Trade date
- Nov 16-18, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.19M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cho AlexCIK 0001744718 | Officer (President, Personal Systems) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseAcquired | +70,533 | $0.00 | $0 | 78,688 | Direct | |
| Nov 16, 2021 | Common Stock | FTax withholdingDisposed | −32,122 | $31.21 | −$1,002,527.62 | 46,566 | Direct | |
| Nov 18, 2021 | Common Stock | SSaleDisposed | −38,411 | $31.04F2 | −$1,192,277.44 | 8,155 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | Common Stock | MOption exerciseDisposed | −70,533 | –F4 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.91-$31.15, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
As previously reported, on 12/7/2018 the reporting person was granted 96,210 performance adjusted target restricted stock units ("PARSUs"). On 11/16/2021, 70,533 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,360 vested dividend equivalent units.
Referenced by the price of 1 transaction in Table II.