Vuong Hoang's Form 4 filing
Amplitude, Inc. (AMPL) · filed Nov 16, 2021
- Accession no.
- 0001562180-21-007092
- Filed
- Nov 16, 2021
- Trade date
- Nov 12-15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.35M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Vuong HoangCIK 0001883031 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Class A Common Stock | MOption exerciseAcquired | +100,000 | $2.26 | +$226,000 | 123,999 | Direct | |
| Nov 12, 2021 | Class A Common Stock | SSaleDisposed | −74,313 | $73.24F1 | −$5,442,684.12 | 49,686 | Direct | |
| Nov 12, 2021 | Class A Common Stock | SSaleDisposed | −25,687 | $74.19F2 | −$1,905,718.53 | 23,999 | Direct | |
| Nov 12, 2021 | Class A Common Stock | JOtherAcquired | +372 | $0.00 | $0 | 372 | Indirect | |
| Nov 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +7,373 | $2.26 | +$16,662.98 | 31,372 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Class A Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 1,088,009 | Direct | |
| Nov 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −7,373 | $0.00 | $0 | 66,367 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $73.00 to $73.985. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $74.02 to $74.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.