Rogers Randall D.'s Form 4 filing
Merchants Bancorp (MBIN) · filed Nov 3, 2021
- Accession no.
- 0001562180-21-006797
- Filed
- Nov 3, 2021
- Trade date
- Feb 3-Nov 3, 2021
- Filing delay
- 273 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $1.51M. It was filed 273 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rogers Randall D.CIK 0001718506 | Director, Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | SSaleDisposed | −7,790 | $45.72 | −$356,158.8 | 106,557 | Indirect | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −9,743 | $45.99F1 | −$448,080.57 | 98,767 | Indirect | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −15,000 | $47.13F2 | −$706,950 | 83,767 | Indirect | |
| Feb 3, 2021 | Common Stock | AGrant or awardAcquired | +96.17 | $0.00 | $0 | 96.17 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.70 to $46.50 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.40 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.