Way T Lawrence's Form 4 filing
Customers Bancorp, Inc. (CUBB) · filed Nov 3, 2021
- Accession no.
- 0001562180-21-006793
- Filed
- Nov 3, 2021
- Trade date
- Nov 1-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $6.08M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Way T LawrenceCIK 0001527821 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Common Stock | SSaleDisposed | −63,795 | $55.16F1 | −$3,518,932.2 | 46,205 | Indirect | |
| Nov 2, 2021 | Common Stock | SSaleDisposed | −41,705 | $55.44F3 | −$2,312,125.2 | 4,500 | Indirect | |
| Nov 3, 2021 | Common Stock | JOtherAcquired | 0 | $0.00 | $0 | 113,532 | Direct | |
| Nov 3, 2021 | Common Stock | SSaleDisposed | −4,500 | $55.57 | −$250,065 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $53.8057 to $55.8052. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $54.6159 to $56.2357. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
Referenced by the price of 1 transaction in Table I.