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VanDuyn Amy Beth's Form 4 filing

Phreesia, Inc. (PHR) · filed Nov 2, 2021

Accession no.
0001562180-21-006769
Filed
Nov 2, 2021
Trade date
Oct 21, 2020
Filing delay
377 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $379.2K. It was filed 377 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
VanDuyn Amy BethCIK 0001776863Officer (SVP, Human Resources)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 21, 2020Common StockMOption exerciseAcquired+9,281$2.03+$18,840.4361,705Direct
Oct 21, 2020Common StockSSaleDisposed−10,834$35.00−$379,19050,871Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 21, 2020Common StockMOption exerciseDisposed−9,281$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

The October 21, 2020 transactions reported on this Form 4 are being filed late due to inadvertent administrative error.

Read the full filing on SEC EDGAR (opens in a new tab)