Harbert Patrick J.'s Form 4 filing
Equity Bancshares Inc (EQBK) · filed Nov 1, 2021
- Accession no.
- 0001562180-21-006736
- Filed
- Nov 1, 2021
- Trade date
- Oct 28-Nov 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 6 derivative transactions. Open-market sales total $587.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harbert Patrick J.CIK 0001656859 | Officer (EVP and Cmty Markets Pres.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +989 | $14.25 | +$14,093.25 | 34,560 | Direct | |
| Oct 28, 2021 | Common Stock | SSaleDisposed | −989 | $33.50 | −$33,131.5 | 33,571 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +2,511 | $14.25 | +$35,781.75 | 36,082 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseAcquired | +4,145 | $23.39 | +$96,951.55 | 40,227 | Direct | |
| Oct 29, 2021 | Common Stock | SSaleDisposed | −6,656 | $33.50 | −$222,976 | 33,571 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +3,135 | $23.39 | +$73,327.65 | 36,706 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +6,340 | $33.15 | +$210,171 | 43,046 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseAcquired | +358 | $33.41 | +$11,960.78 | 43,404 | Direct | |
| Nov 1, 2021 | Common Stock | SSaleDisposed | −9,833 | $33.71 | −$331,470.43 | 33,571 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −989 | $0.00 | $0 | 0 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −4,145 | $0.00 | $0 | 0 | Direct | |
| Oct 29, 2021 | Common Stock | MOption exerciseDisposed | −2,511 | $0.00 | $0 | 0 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −358 | $0.00 | $0 | 537 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −6,340 | $0.00 | $0 | 1,585 | Direct | |
| Nov 1, 2021 | Common Stock | MOption exerciseDisposed | −3,135 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.