Henderson Christopher J's Form 4 filing
Salem Media Group, Inc. (SALM) · filed Oct 14, 2021
- Accession no.
- 0001562180-21-006457
- Filed
- Oct 14, 2021
- Trade date
- Sep 30-Oct 1, 2021
- Filing delay
- 14 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $225.0K. It was filed 14 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henderson Christopher JCIK 0001428455 | Officer (EVP, General Counsel & Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Class A Commmon Stock | MOption exerciseAcquired | +3,100 | $2.74 | +$8,494 | 18,601 | Direct | |
| Sep 30, 2021 | Class A Commmon Stock | SSaleDisposed | −3,100 | $3.78F2 | −$11,718 | 15,501 | Direct | |
| Oct 1, 2021 | Class A Commmon Stock | MOption exerciseAcquired | +32,900 | $2.74 | +$90,146 | 48,401 | Direct | |
| Oct 1, 2021 | Class A Commmon Stock | MOption exerciseAcquired | +18,750 | $1.34 | +$25,125 | 67,151 | Direct | |
| Oct 1, 2021 | Class A Commmon Stock | SSaleDisposed | −51,650 | $4.13F3 | −$213,314.5 | 15,501 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,100 | $0.00 | $0 | 32,900 | Direct | |
| Oct 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −32,900 | $0.00 | $0 | 0 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 56,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $3.75 to $3.835. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $3.76 to $4.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.