Draper Michelle's Form 4 filing
SVB Financial Group (SIVB) · filed Oct 5, 2021
- Accession no.
- 0001562180-21-006294
- Filed
- Oct 5, 2021
- Trade date
- Oct 1, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $194.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Draper MichelleCIK 0001580577 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | SSaleDisposed | −127 | $650.00 | −$82,550 | 3,539 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +172 | $129.81 | +$22,327.32 | 3,711 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −172 | $650.00 | −$111,800 | 3,539 | Direct | |
| Oct 1, 2021 | Common Stock | GGiftDisposed | −110 | $0.00 | $0 | 3,429 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −172 | $0.00 | $0 | 344 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.