Basarsky Trent A.'s Form 4/A amendment
Amended908 Devices Inc. (MASS) · filed Sep 27, 2021
- Accession no.
- 0001562180-21-006126
- Filed
- Sep 27, 2021
- Trade date
- Sep 23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 24, 2021
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $226.2K. It was filed 4 days after the trade.
This amendment replaces 0001562180-21-006100 (filed Sep 24, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Basarsky Trent A.CIK 0001608021 | Officer (VP, Corporate Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseAcquired | +6,000 | $1.75 | +$10,500 | 41,000 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −2,128 | $37.09F2 | −$78,927.52 | 38,872 | Direct | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −3,872 | $38.04F3 | −$147,290.88 | 35,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseDisposed | −84,504 | $0.00 | $0 | 78,504 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.59 to $37.56, inclusive. The reporting person undertakes to provide to 908 Devices Inc., any security holder of 908 Devices Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.76 to $38.38, inclusive. The reporting person undertakes to provide to 908 Devices Inc., any security holder of 908 Devices Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The shares underlying the option are fully vested and immediately exercisable.
Remarks
The original Form 4, filed September 24, 2021, is being amended by this Form 4 amendment solely to correct an administrative error. This Form 4 includes the exercise of 6,000 stock options in Table II, and the related acquisition of 6,000 shares of common stock in Table I. This Form also corrects the total number of shares of common stock beneficially owned by the reporting person subsequent to the reported transactions in Table I.