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Digirolomo Enrico's Form 4 filing

Coherent Corp. (COHR) · filed Sep 7, 2021

Accession no.
0001562180-21-005852
Filed
Sep 7, 2021
Trade date
Sep 3, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $363.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Digirolomo EnricoCIK 0001741413Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 3, 2021Common StockMOption exerciseAcquired+3,015$49.90+$150,448.513,930Direct
Sep 3, 2021Common StockMOption exerciseAcquired+2,906$36.56+$106,243.3616,836Direct
Sep 3, 2021Common StockSSaleDisposed−5,921$61.31F1−$363,016.5110,915Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 3, 2021Common StockMOption exerciseDisposed−3,015$0.00$01,005Direct
Sep 3, 2021Common StockMOption exerciseDisposed−2,906$0.00$02,906Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the weighted average of multiple sale transactions ranging in price from $61.27 to $61.36. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)