Page Sebastien's Form 4 filing
Price T Rowe Group Inc (TROW) · filed Sep 3, 2021
- Accession no.
- 0001562180-21-005785
- Filed
- Sep 3, 2021
- Trade date
- Sep 1, 2015-Sep 2, 2021
- Filing delay
- 2,194 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 4 derivative transactions. Open-market sales total $1.69M. It was filed 2194 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Page SebastienCIK 0001763507 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Common Stock | SSaleDisposed | −7,667 | $220.95F1 | −$1,694,023.65 | 35,235 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2015 | Common Stock | AGrant or awardAcquired | +1 | $0.00 | $0 | 1 | Direct | |
| Sep 1, 2015 | Common Stock | AGrant or awardAcquired | +4,389 | $0.00 | $0 | 4,389 | Direct | |
| Sep 1, 2015 | Common Stock | AGrant or awardAcquired | +4,749 | $0.00 | $0 | 9,138 | Direct | |
| Sep 10, 2015 | Common Stock | AGrant or awardAcquired | +7,920 | $0.00 | $0 | 7,920 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for this transaction were $220.76 to $221.33. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.