Onnen Stacey's Form 4 filing
AGNT, Inc. (AGNT) · filed Sep 2, 2021
- Accession no.
- 0001562180-21-005780
- Filed
- Sep 2, 2021
- Trade date
- Aug 31, 2018-Aug 31, 2021
- Filing delay
- 1,098 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market purchases total $242.88. It was filed 1098 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Onnen StaceyCIK 0001776376 | Officer (President, U.S. Brokerage Ops) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2021 | Common Stock | PPurchaseAcquired | +1 | $47.96 | +$47.96 | 31 | Direct | |
| Mar 31, 2021 | Common Stock | PPurchaseAcquired | +4 | $41.00 | +$164 | 35 | Direct | |
| Apr 30, 2021 | Common Stock | PPurchaseAcquired | +1 | $30.92 | +$30.92 | 36 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +150 | $0.00 | $0 | 186 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2018 | Common Stock | MOption exerciseDisposed | −150 | $0.00 | $0 | 0 | Direct | |
| Sep 30, 2018 | Common Stock | AGrant or awardAcquired | +150 | $0.00 | $0 | 150 | Direct | |
| Jan 31, 2019 | Common Stock | AGrant or awardAcquired | +74 | $0.00 | $0 | 224 | Direct | |
| Mar 31, 2021 | Common Stock | AGrant or awardAcquired | +5 | $0.00 | $0 | 229 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.