Gesing Jason's Form 4 filing
AGNT, Inc. (AGNT) · filed Aug 24, 2021
- Accession no.
- 0001562180-21-005553
- Filed
- Aug 24, 2021, 5:51 PM ET
- Trade date
- Aug 31, 2018-Aug 20, 2021
- Filing delay
- 1,089 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 8 derivative transactions. Open-market sales total $462.5K. It was filed 1089 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gesing JasonCIK 0001588005 | Director, Officer (CEO of eXp Realty), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2020 | Common Stock | MOption exerciseAcquired | +350 | $0.00 | $0 | 2,240,372 | Direct | |
| Mar 22, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $0.08 | +$2,000 | 2,265,372 | Direct | |
| Apr 30, 2021 | Common Stock | MOption exerciseAcquired | +200 | $0.00 | $0 | 2,265,572 | Direct | |
| Jul 31, 2021 | Common Stock | MOption exerciseAcquired | +150 | $0.00 | $0 | 2,265,722 | Direct | |
| Jul 31, 2021 | Common Stock | MOption exerciseAcquired | +150 | $0.00 | $0 | 2,265,872 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −11,500 | $40.21F4 | −$462,459.85 | 2,254,372 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2018 | Common Stock | AGrant or awardAcquired | +150 | $0.00 | $0 | 150 | Direct | |
| Oct 31, 2018 | Common Stock | AGrant or awardAcquired | +150 | $0.00 | $0 | 300 | Direct | |
| Mar 31, 2020 | Common Stock | AGrant or awardAcquired | +96 | $0.00 | $0 | 396 | Direct | |
| Nov 30, 2020 | Common Stock | MOption exerciseDisposed | −350 | $0.00 | $0 | 0 | Direct | |
| Mar 22, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 350,000 | Direct | |
| Apr 30, 2021 | Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 0 | Direct | |
| Jul 31, 2021 | Common Stock | MOption exerciseDisposed | −150 | $0.00 | $0 | 0 | Direct | |
| Jul 31, 2021 | Common Stock | MOption exerciseDisposed | −150 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to 40.65, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
The 10% owner designation is due to Mr. Gesing's membership in that certain 13D voting group reported on March 8, 2021.