Kalb Michael Wayne's Form 4 filing
Amarin Corp PLC (AMRN) · filed Aug 13, 2021
- Accession no.
- 0001562180-21-005317
- Filed
- Aug 13, 2021
- Trade date
- Aug 12, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $630.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kalb Michael WayneCIK 0001678248 | Officer (SVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +95,000 | $2.19 | +$208,050 | 300,010 | Direct | |
| Aug 12, 2021 | Ordinary Shares | MOption exerciseAcquired | +25,000 | $2.95 | +$73,750 | 325,010 | Direct | |
| Aug 12, 2021 | Ordinary Shares | SSaleDisposed | −120,000 | $5.25F5 | −$630,000 | 205,010 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Ordinary Shares | MOption exerciseDisposed | −95,000 | $0.00 | $0 | 55,000 | Direct | |
| Aug 12, 2021 | Ordinary Shares | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 39,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
Remarks
As of the date of this Form 4, the Reporting Person owns or holds the right to acquire an aggregate of 1,291,417 Ordinary Shares of the Issuer in the form of Ordinary Shares, stock options and RSUs outstanding under the Issuer's stock incentive plans, including but not limited to certain performance-based RSUs that are earned only if certain pre-defined operational milestones are achieved and, in certain cases, then vest only if the recipient remains with the company for an extended period of time.