Descheneaux Michael's Form 4 filing
SVB Financial Group (SIVB) · filed Aug 11, 2021
- Accession no.
- 0001562180-21-005278
- Filed
- Aug 11, 2021
- Trade date
- Jun 30-Aug 9, 2021
- Filing delay
- 42 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.17M. It was filed 42 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Descheneaux MichaelCIK 0001398582 | Officer (President, Silicon Valley Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +64 | $329.24 | +$21,071.36 | 17,732 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +1,000 | $178.39 | +$178,390 | 18,732 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −1,000 | $584.41 | −$584,410 | 17,732 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −1,000 | $584.41 | −$584,410 | 16,732 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 3,633 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.