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Stromberg William J's Form 4 filing

Price T Rowe Group Inc (TROW) · filed Aug 6, 2021

Accession no.
0001562180-21-005213
Filed
Aug 6, 2021
Trade date
Feb 19, 2015-Aug 5, 2021
Filing delay
2,360 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.69M. It was filed 2360 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stromberg William JCIK 0001352578Director, Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 5, 2021Common StockSSaleDisposed−8,000$211.17−$1,689,360582,611Direct
Aug 5, 2021Common StockGGiftDisposed−5,000$0.00$0577,611Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 19, 2015Common StockAGrant or awardAcquired+1,254$0.00$01,254Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)