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Hiebler Jessica M's Form 4 filing

Price T Rowe Group IncTROW · filed Aug 5, 2021

Accession no.
0001562180-21-005187
Filed
Aug 5, 2021
Trade date
Feb 21, 2013-Aug 3, 2021
Filing delay
3,087 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 6 derivative transactions. Open-market sales total $238.9K. It was filed 3087 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hiebler Jessica MCIK 0001486569Officer (Principal Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 3, 2021Common StockSSaleDisposed−1,150$207.70−$238,85512,983.24Direct
Aug 3, 2021Common StockAGrant or awardAcquired+137.32$191.76F1+$26,332.4813,119.98Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 21, 2013Common StockAGrant or awardAcquired+1,560$0.00$01,560Direct
Sep 10, 2013Common StockAGrant or awardAcquired+1,560$0.00$01,560Direct
Feb 19, 2014Common StockAGrant or awardAcquired+1,664$0.00$01,664Direct
Sep 9, 2014Common StockAGrant or awardAcquired+1,663$0.00$01,663Direct
Feb 19, 2015Common StockAGrant or awardAcquired+2,079$0.00$02,079Direct
Sep 10, 2015Common StockAGrant or awardAcquired+2,030$0.00$02,030Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)