Sanford Glenn Darrel's Form 4/A amendment
AmendedAGNT, Inc. (AGNT) · filed Aug 4, 2021
- Accession no.
- 0001562180-21-005163
- Filed
- Aug 4, 2021
- Trade date
- Oct 31, 2019
- Filing delay
- 643 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 22, 2021
This filing lists 1 derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $452.4K. It was filed 643 days after the trade.
This amendment restates part of 0001562180-21-005055 (filed Jul 22, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sanford Glenn DarrelCIK 0001570838 | Director, Officer (CEO and Chairman of the Board), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2019 | Common Stock | AGrant or awardAcquired | +46 | $0.00 | $0 | 46 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001562180-21-005055 (filed Jul 22, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2021 | Common Stock | SSaleDisposed | −2,000 | $35.02F2 | −$70,040 | 42,294,488 | Direct | |
| Jul 21, 2021 | Common Stock | SSaleDisposed | −2,700 | $35.87F3 | −$96,849 | 42,291,788 | Direct | |
| Jul 21, 2021 | Common Stock | SSaleDisposed | −7,800 | $36.61F4 | −$285,558 | 42,283,988 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.07, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.26 to $36.25, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.26 to $37.2550, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The balance has been updated due to an administrative oversight.
- F2
Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.
Remarks
The reporting person's original Form 4 for these transactions, filed on July 22, 2021, is being amended to correct the number of shares with respect to indirect ownership, which was inadvertently reported as 259,656. This amendment also includes indirect ownership of a Restricted Stock Unit award inadvertently omitted from the original Form 4.