Kauchak John J's Form 4 filing
Unity Bancorp Inc (UNTY) · filed Aug 3, 2021
- Accession no.
- 0001562180-21-005113
- Filed
- Aug 3, 2021
- Trade date
- Jul 30-Aug 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $198.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kauchak John JCIK 0001238307 | Officer (EVP/COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +6,300 | $5.48 | +$34,524 | 63,183 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −6,300 | $22.33F1 | −$140,679 | 56,883 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +2,569 | $5.48 | +$14,078.12 | 59,452 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −2,569 | $22.39F3 | −$57,519.91 | 56,883 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −6,300 | $0.00 | $0 | 87,569 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −2,569 | $0.00 | $0 | 85,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $22.30 USD to $22.49 USD, the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $22.39 USD to $22.43 USD, the price reported above reflects the weighted average sale price.
Referenced by the price of 1 transaction in Table I.
Remarks
Total Beneficial Ownership: 130,384