Ho Peter S's Form 4/A amendment
AmendedBank of Hawaii Corp (BOH) · filed Jul 21, 2021
- Accession no.
- 0001562180-21-005026
- Filed
- Jul 21, 2021
- Trade date
- Jun 1, 2021
- Filing delay
- 50 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 3, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $526.1K. It was filed 50 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ho Peter SCIK 0001216460 | Director, Officer (Chairman, CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2021 | Common Stock | MOption exerciseAcquired | +5,833 | $42.22 | +$246,269.26 | 241,900 | Direct | |
| Jun 1, 2021 | Common Stock | SSaleDisposed | −5,833 | $90.19 | −$526,078.27 | 236,067 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2021 | Common Stock | MOption exerciseDisposed | −5,833 | $0.00F2 | $0 | 17,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Option exercise and sales via a cashless exercise of expiring options were effected pursuant to a pre-established 10b5-1 trading plan adopted by reporting person on April 29, 2021.
- F2
The reporting person is amending the Form 4 originally filed on June 3, 2021 to correct an error in reporting the price of the derivative security.
Referenced by the price of 1 transaction in Table II.