Spence Patrick's Form 4 filing
Sonos Inc (SONO) · filed Jul 16, 2021
- Accession no.
- 0001562180-21-004969
- Filed
- Jul 16, 2021
- Trade date
- Jul 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.17M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spence PatrickCIK 0001743317 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +98,844 | $4.38 | +$432,936.72 | 340,237 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −200 | $34.02 | −$6,804 | 340,037 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −65,037 | $33.22 | −$2,160,529.14 | 275,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −98,844 | $0.00 | $0 | 395,376 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.