Velleca Mark A.'s Form 4 filing
G1 Therapeutics, Inc. (GTHX) · filed Jul 15, 2021
- Accession no.
- 0001562180-21-004949
- Filed
- Jul 15, 2021, 4:01 PM ET
- Trade date
- Jul 13-15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $570.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Velleca Mark A.CIK 0001706847 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $0.39 | +$3,900 | 71,000 | Direct | |
| Jul 13, 2021 | Common Stock | SSaleDisposed | −10,000 | $19.45F2 | −$194,536 | 61,000 | Direct | |
| Jul 14, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $0.39 | +$3,900 | 71,000 | Direct | |
| Jul 14, 2021 | Common Stock | SSaleDisposed | −10,000 | $19.08F3 | −$190,824 | 61,000 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $0.39 | +$3,900 | 71,000 | Direct | |
| Jul 15, 2021 | Common Stock | SSaleDisposed | −10,000 | $18.49F4 | −$184,898 | 61,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 247,286 | Direct | |
| Jul 14, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 237,286 | Direct | |
| Jul 15, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 227,286 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price represents the weighted average price with a low of $19.25 and a high of $19.85. The Reporting Person undertakes to provide G1 Therapeutics, Inc., any security holder of G1 Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price represents the weighted average price with a low of $18.90 and a high of $19.22. The Reporting Person undertakes to provide G1 Therapeutics, Inc., any security holder of G1 Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price represents the weighted average price with a low of $18.29 and a high of $18.64. The Reporting Person undertakes to provide G1 Therapeutics, Inc., any security holder of G1 Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 to this Form 4.
Referenced by the price of 1 transaction in Table I.