Draper Michelle's Form 4 filing
SVB Financial Group (SIVB) · filed Jul 8, 2021
- Accession no.
- 0001562180-21-004844
- Filed
- Jul 8, 2021
- Trade date
- Jun 30-Jul 6, 2021
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $217.3K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Draper MichelleCIK 0001580577 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | AGrant or awardAcquired | +64 | $329.24 | +$21,071.36 | 3,998 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseAcquired | +173 | $129.81 | +$22,457.13 | 4,171 | Direct | |
| Jul 6, 2021 | Common Stock | SSaleDisposed | −222 | $550.00 | −$122,100 | 3,949 | Direct | |
| Jul 6, 2021 | Common Stock | SSaleDisposed | −173 | $550.00 | −$95,150 | 3,776 | Direct | |
| Jul 6, 2021 | Common Stock | GGiftDisposed | −110 | $0.00 | $0 | 3,666 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2021 | Common Stock | MOption exerciseDisposed | −173 | $0.00 | $0 | 860 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.