Lindell Jody S's Form 4 filing
Cooper Companies, Inc. (COO) · filed Jul 6, 2021
- Accession no.
- 0001562180-21-004782
- Filed
- Jul 6, 2021
- Trade date
- Apr 13-Jul 2, 2021
- Filing delay
- 84 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.82M. It was filed 84 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindell Jody SCIK 0001356151 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +4,500 | $98.45 | +$443,025 | 18,043 | Indirect | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −4,500 | $405.54F1 | −$1,824,930 | 13,543 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 0 | Indirect | |
| Apr 13, 2021 | Common Stock | GGiftDisposed | −700 | $0.00 | $0 | 0 | Direct | |
| Apr 13, 2021 | Common Stock | GGiftAcquired | +700 | $0.00F2 | $0 | 700 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $405.4101 to $405.6800. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
Referenced by the price of 1 transaction in Table II.