Cho Alex's Form 4 filing
HP Inc (HPQ) · filed Jul 6, 2021
- Accession no.
- 0001562180-21-004781
- Filed
- Jul 6, 2021
- Trade date
- Jul 1-6, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $254.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cho AlexCIK 0001744718 | Officer (President, Personal Systems) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseAcquired | +12,823 | $0.00 | $0 | 20,978 | Direct | |
| Jul 1, 2021 | Common Stock | FTax withholdingDisposed | −4,509 | $30.35 | −$136,848.15 | 16,469 | Direct | |
| Jul 6, 2021 | Common Stock | SSaleDisposed | −8,314 | $30.58 | −$254,242.12 | 8,155 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −12,823 | –F4 | – | 11,753 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
On 07/01/2018, the reporting person was granted 35,258 RSUs, one-third of which vested annually over three years on each of 07/01/2019, 07/01/2020 and 07/01/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,070 vested dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.