Mattoon Dawn's Form 4 filing
Quanterix Corp (QTRX) · filed Jul 6, 2021
- Accession no.
- 0001562180-21-004775
- Filed
- Jul 6, 2021
- Trade date
- Jun 15-Jul 2, 2021
- Filing delay
- 21 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $558.8K. It was filed 21 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mattoon DawnCIK 0001731785 | Officer (Sr. VP, Diagnostics) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2021 | Common Stock | SSaleDisposed | −696 | $64.33 | −$44,773.68 | 36,884 | Direct | |
| Jul 1, 2021 | Common Stock | MOption exerciseAcquired | +9,806 | $22.12 | +$216,908.72 | 46,690 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −5,093 | $58.07F4 | −$295,750.51 | 41,597 | Direct | |
| Jul 1, 2021 | Common Stock | SSaleDisposed | −3,361 | $58.91F5 | −$197,996.51 | 38,236 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −168 | $57.64F7 | −$9,683.52 | 38,068 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −52 | $58.39F8 | −$3,036.28 | 38,016 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −127 | $59.34F9 | −$7,536.18 | 37,889 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock | MOption exerciseDisposed | −9,806 | $0.00 | $0 | 22,070 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
This transaction was executed in multiple trades at prices ranging from $57.57 to $58.52. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $58.64 to $59.27. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $57.13 to $58.11. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $58.17 to $59.03. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $59.17 to $59.51. The price reported reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.