Eckel Jeffrey's Form 4 filing
HA Sustainable Infrastructure Capital, Inc. (HASI) · filed Sep 17, 2024
- Accession no.
- 0001561894-24-000101
- Filed
- Sep 17, 2024
- Trade date
- Sep 13-16, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $5.09M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eckel JeffreyCIK 0001574200 | Director, Officer (Executive Chair) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2024 | Common stock, par value $0.01 per share | SSaleDisposed | −109,670 | $34.92F1 | −$3,829,676.4 | 473,049 | Indirect | |
| Sep 16, 2024 | Common stock, par value $0.01 per share | SSaleDisposed | −36,330 | $34.75 | −$1,262,467.5 | 436,719 | Indirect | |
| Sep 16, 2024 | Common stock, par value $0.01 per share | JOtherAcquired | +18,450 | $0.00F3 | $0 | 455,169 | Indirect | |
| Sep 16, 2024 | Common stock, par value $0.01 per share | JOtherDisposed | −18,450 | $0.00F3 | $0 | 18,450 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.75 to $35.07, inclusive, on September 13, 2024. The reporting person undertakes to provide HA Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
On September 16, 2024, the reporting person's spouse transferred 18,450 shares into the Jeffrey W. Eckel Revocable Trust.
Referenced by the price of 2 transactions in Table I.