Rose Nathaniel's Form 4 filing
HA Sustainable Infrastructure Capital, Inc. (HASI) · filed Sep 12, 2024
- Accession no.
- 0001561894-24-000099
- Filed
- Sep 12, 2024
- Trade date
- Sep 11, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $335.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rose NathanielCIK 0001574203 | Officer (EVP & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common stock, par value $0.01 per share | SSaleDisposed | −10,000 | $33.50F1 | −$335,000 | 153,164 | Direct | |
| Sep 11, 2024 | Common stock, par value $0.01 per share | GGiftDisposed | −5,000 | $0.00 | $0 | 148,164 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.45 to $33.54, inclusive, on September 11, 2024. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.