Eckel Jeffrey's Form 4 filing
HA Sustainable Infrastructure Capital, Inc. (HASI) · filed May 16, 2022
- Accession no.
- 0001561894-22-000051
- Filed
- May 16, 2022
- Trade date
- May 13, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $99.8K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eckel JeffreyCIK 0001574200 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2022 | Common stock, par value $0.01 per share | PPurchaseAcquired | +2,668 | $37.41F1 | +$99,809.88 | 535,507 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.03 to $37.62, inclusive, on May 13, 2022. The reporting person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Explanatory Note: Previously, the reporting person voluntarily reported shares held by the Chesapeake Power Foundation as indirectly held by him due to his voting control over the foundation. The Chesapeake Power Foundation is organized as a 501(c)(3) charitable foundation and the reporting person does not have a pecuniary interest in the shares owned by the foundation. Further, the reporting person no longer has voting control of the foundation. As a result, the reporting person will no longer report shares owned by the foundation for the purposes of Section 16.